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حسابداری و مالی::
مشاور سرمایهگذاری
* You can get this information by reviewing the adviser's Form ADV, which is the investment adviser's registration form.
You can search for and view a firm's Form ADV using the SEC's Investment Adviser Public Disclosure (IAPD) website.
* If you don't find the investment adviser firm in the SEC's IAPD database, call your state securities regulator or search FINRA's BrokerCheck database.
* Working with a broker or investment adviser.
If investors are working with a broker or investment adviser, they should make sure the investment professional is registered with the SEC or (for some investment advisers) with the appropriate state regulatory entity.
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